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Platform / Module 04

Compliance &
Audit Engine

Every selection, refusal, drift alert, and model registration lands in an append-only, cryptographically signed ledger. When an auditor, a regulator, or your own CRO asks why this decision, the answer is reproducible in seconds — with the rationale, the rejected alternatives, and the k*at decision time.

energy-ops / audit
18,241 records signed · chain intact
Records (30d)
18,241
Refusals (30d)
412
Chain integrity
100%
Signing key
kms://eu-west-1/hk-1
Audit chain · most recent 6 records
Each record is signed and linked to its predecessor.
ax_8f3c2b91
sig ok · linked to previous record
ax_a11b00dd
sig ok · linked to previous record
ax_72f1aa03
sig ok · linked to previous record
ax_5d4e7c22
sig ok · linked to previous record
ax_6b00fe44
sig ok · linked to previous record
ax_290c44de
sig ok · linked to previous record
Audit log
Last 6 decisions
ax_8f3c2b9112:14:02.811
Pool
wind_dispatch
Horizon
12
ALLOW · reservoir-net
ax_a11b00dd12:13:48.402
Pool
wind_dispatch
Horizon
22
BLOCK · k > k*
ax_72f1aa0312:12:19.771
Pool
fx_eurusd
Horizon
5
ALLOW · transformer-v3
ax_5d4e7c2212:09:41.003
Pool
coding_agent
Horizon
28
CHECKPOINT · human review
ax_6b00fe4412:08:12.118
Pool
wind_dispatch
Horizon
8
ALLOW · cnn-lstm
ax_290c44de12:03:02.900
Pool
grid_pjm
Horizon
24
ALLOW · reservoir-net (fallback)
Framework coverage
One ledger, multiple regulators.
EU AI Act100%

Article 9 · Risk management

FINRA100%

SR 11-7 · Model risk management

NIST AI RMF92%

GOVERN · MAP · MEASURE · MANAGE

DoD AI Ethics88%

Responsible · Equitable · Traceable · Reliable · Governable

FCA (UK)95%

AI governance for financial services

SOC 2 Type II100%

Security · Availability · Confidentiality

Built for the audit
nobody wants to prepare for.

You do not want to be the team that assembles a model-risk dossier manually at 2 AM before an exam. The Compliance & Audit Engine writes the dossier continuously, in the same shape your regulator already knows how to read.

  • Cryptographically signed, append-only ledger backed by KMS
  • Per-decision rationale: chosen model, rejected alternatives, k*, regime, risk function
  • One-click EU AI Act Article 9 conformity report
  • FINRA SR 11-7 model risk documentation export
  • NIST AI RMF GOVERN / MAP / MEASURE / MANAGE mapping
  • SOC 2 Type II controls built in
  • Webhooks to your SIEM and governance platforms
  • Immutable hash chain — tampering is detectable

See a live conformity report.

We will generate one on your pool, filled with your decisions.